AIT Operational Policy Manual

Compliance and Enforcement Policies
Table of Contents
Apprentice Eligibility Policy
    Dual Apprenticeship Policy
    Cancellation of Apprentice Registration Policy
    Re-enter an Apprenticeship Education Program Policy
    Registration in an Apprenticeship Education Program Without a Sponsor Policy
Apprentice Mobility Policies
    Alberta Apprentices Working in Another Jurisdiction Policy
    Apprentices from Other Jurisdictions Working in Alberta Policy
    Examination Administration in Other Jurisdictions Policy
    Access to Alberta Classroom Instruction for Apprentices from Other Jurisdictions Policy
    Working in Alberta with an Expired Out-of-Province Trade Credential Policy
    Receiving Recognition for an Expired Out-of-Province Trade Credential Policy
Classroom Instruction Policies
    Attendance in Classroom Instruction Policy
    Determining Success in Classroom Instruction Policy
    Academic Conduct and Personal Behaviour Policy
Sponsor Eligibility Policy
    Obligations of a Sponsor
Compliance and Enforcement Policies
    Non-Compliance Policy
    Site Visits and Inspections Policy
    Enforcement Policy
    Compliance Policy
    Consequences for Non-compliance Policy
    Inspection and Suspension Policy
    Prosecution Policy
    Publication of Convictions Policy
Assessment Policies
    Limits on Rescheduling or Failing to Attend an Assessment Policy
Industry Pathways Policies
    Establishing Apprenticeship Education Programs Policy
    Establishing Industry Training Programs Policy
    Designating Trades Policy
Blue Seal Program Policy
Glossary

Compliance and Enforcement Policies

If an officer is of the opinion that the actions of an individual or organization do not comply with the Act or its regulations, the officer will take certain actions to ensure compliance.

Officers may use both proactive and responsive approaches to establish compliance. In general, three approaches are available:

  1. Education: promotion of apprenticeship education programs and industry training programs and counselling and education for sponsors, employers, mentors, and/or apprentices on issues or concerns regarding compliance,
  2. Compliance: enforcement in accordance with the Act or its regulations through investigation of complaints, site visits, inspections, compliance orders, and court orders, and
  3. Prosecution: referring a matter for prosecution for an offence under the  Act or its regulations (only in circumstances that constitute an offence, as outlined in the non-compliance section below). Officers may also refer matters that are a breach of the Criminal Code of Canada (e.g. fraud, theft) for investigation and possible prosecution.

Non-Compliance Policy

Site Visits and Inspections Policy

Enforcement Policy

Compliance Policy

Consequences for Non-compliance Policy

Inspection and Suspension Policy

Prosecution Policy

Publication of Convictions Policy

Glossary